Add notes describing Synapse's streams (#16015)
Co-authored-by: Patrick Cloke <clokep@users.noreply.github.com>
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Add a internal documentation page describing the ["streams" used within Synapse](https://matrix-org.github.io/synapse/v1.90/development/synapse_architecture/streams.html).
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- [Cancellation](development/synapse_architecture/cancellation.md)
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- [Log Contexts](log_contexts.md)
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- [Replication](replication.md)
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- [Streams](development/synapse_architecture/streams.md)
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- [TCP Replication](tcp_replication.md)
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- [Faster remote joins](development/synapse_architecture/faster_joins.md)
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- [Internal Documentation](development/internal_documentation/README.md)
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## Streams
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Synapse has a concept of "streams", which are roughly described in [`id_generators.py`](
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https://github.com/matrix-org/synapse/blob/develop/synapse/storage/util/id_generators.py
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).
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Generally speaking, streams are a series of notifications that something in Synapse's database has changed that the application might need to respond to.
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For example:
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- The events stream reports new events (PDUs) that Synapse creates, or that Synapse accepts from another homeserver.
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- The account data stream reports changes to users' [account data](https://spec.matrix.org/v1.7/client-server-api/#client-config).
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- The to-device stream reports when a device has a new [to-device message](https://spec.matrix.org/v1.7/client-server-api/#send-to-device-messaging).
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See [`synapse.replication.tcp.streams`](
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https://github.com/matrix-org/synapse/blob/develop/synapse/replication/tcp/streams/__init__.py
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) for the full list of streams.
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It is very helpful to understand the streams mechanism when working on any part of Synapse that needs to respond to changes—especially if those changes are made by different workers.
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To that end, let's describe streams formally, paraphrasing from the docstring of [`AbstractStreamIdGenerator`](
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https://github.com/matrix-org/synapse/blob/a719b703d9bd0dade2565ddcad0e2f3a7a9d4c37/synapse/storage/util/id_generators.py#L96
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).
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### Definition
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A stream is an append-only log `T1, T2, ..., Tn, ...` of facts[^1] which grows over time.
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Only "writers" can add facts to a stream, and there may be multiple writers.
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Each fact has an ID, called its "stream ID".
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Readers should only process facts in ascending stream ID order.
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Roughly speaking, each stream is backed by a database table.
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It should have a `stream_id` (or similar) bigint column holding stream IDs, plus additional columns as necessary to describe the fact.
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Typically, a fact is expressed with a single row in its backing table.[^2]
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Within a stream, no two facts may have the same stream_id.
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> _Aside_. Some additional notes on streams' backing tables.
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>
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> 1. Rich would like to [ditch the backing tables](https://github.com/matrix-org/synapse/issues/13456).
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> 2. The backing tables may have other uses.
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> For example, the events table serves backs the events stream, and is read when processing new events.
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> But old rows are read from the table all the time, whenever Synapse needs to lookup some facts about an event.
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> 3. Rich suspects that sometimes the stream is backed by multiple tables, so the stream proper is the union of those tables.
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Stream writers can "reserve" a stream ID, and then later mark it as having being completed.
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Stream writers need to track the completion of each stream fact.
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In the happy case, completion means a fact has been written to the stream table.
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But unhappy cases (e.g. transaction rollback due to an error) also count as completion.
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Once completed, the rows written with that stream ID are fixed, and no new rows
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will be inserted with that ID.
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### Current stream ID
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For any given stream reader (including writers themselves), we may define a per-writer current stream ID:
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> The current stream ID _for a writer W_ is the largest stream ID such that
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> all transactions added by W with equal or smaller ID have completed.
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Similarly, there is a "linear" notion of current stream ID:
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> The "linear" current stream ID is the largest stream ID such that
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> all facts (added by any writer) with equal or smaller ID have completed.
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Because different stream readers A and B learn about new facts at different times, A and B may disagree about current stream IDs.
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Put differently: we should think of stream readers as being independent of each other, proceeding through a stream of facts at different rates.
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**NB.** For both senses of "current", that if a writer opens a transaction that never completes, the current stream ID will never advance beyond that writer's last written stream ID.
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For single-writer streams, the per-writer current ID and the linear current ID are the same.
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Both senses of current ID are monotonic, but they may "skip" or jump over IDs because facts complete out of order.
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_Example_.
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Consider a single-writer stream which is initially at ID 1.
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| Action | Current stream ID | Notes |
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|------------|-------------------|-------------------------------------------------|
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| | 1 | |
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| Reserve 2 | 1 | |
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| Reserve 3 | 1 | |
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| Complete 3 | 1 | current ID unchanged, waiting for 2 to complete |
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| Complete 2 | 3 | current ID jumps from 1 -> 3 |
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| Reserve 4 | 3 | |
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| Reserve 5 | 3 | |
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| Reserve 6 | 3 | |
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| Complete 5 | 3 | |
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| Complete 4 | 5 | current ID jumps 3->5, even though 6 is pending |
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| Complete 6 | 6 | |
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### Multi-writer streams
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There are two ways to view a multi-writer stream.
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1. Treat it as a collection of distinct single-writer streams, one
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for each writer.
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2. Treat it as a single stream.
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The single stream (option 2) is conceptually simpler, and easier to represent (a single stream id).
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However, it requires each reader to know about the entire set of writers, to ensures that readers don't erroneously advance their current stream position too early and miss a fact from an unknown writer.
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In contrast, multiple parallel streams (option 1) are more complex, requiring more state to represent (map from writer to stream id).
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The payoff for doing so is that readers can "peek" ahead to facts that completed on one writer no matter the state of the others, reducing latency.
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Note that a multi-writer stream can be viewed in both ways.
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For example, the events stream is treated as multiple single-writer streams (option 1) by the sync handler, so that events are sent to clients as soon as possible.
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But the background process that works through events treats them as a single linear stream.
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Another useful example is the cache invalidation stream.
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The facts this stream holds are instructions to "you should now invalidate these cache entries".
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We only ever treat this as a multiple single-writer streams as there is no important ordering between cache invalidations.
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(Invalidations are self-contained facts; and the invalidations commute/are idempotent).
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### Writing to streams
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Writers need to track:
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- track their current position (i.e. its own per-writer stream ID).
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- their facts currently awaiting completion.
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At startup,
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- the current position of that writer can be found by querying the database (which suggests that facts need to be written to the database atomically, in a transaction); and
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- there are no facts awaiting completion.
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To reserve a stream ID, call [`nextval`](https://www.postgresql.org/docs/current/functions-sequence.html) on the appropriate postgres sequence.
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To write a fact to the stream: insert the appropriate rows to the appropriate backing table.
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To complete a fact, first remove it from your map of facts currently awaiting completion.
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Then, if no earlier fact is awaiting completion, the writer can advance its current position in that stream.
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Upon doing so it should emit an `RDATA` message[^3], once for every fact between the old and the new stream ID.
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### Subscribing to streams
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Readers need to track the current position of every writer.
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At startup, they can find this by contacting each writer with a `REPLICATE` message,
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requesting that all writers reply describing their current position in their streams.
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Writers reply with a `POSITION` message.
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To learn about new facts, readers should listen for `RDATA` messages and process them to respond to the new fact.
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The `RDATA` itself is not a self-contained representation of the fact;
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readers will have to query the stream tables for the full details.
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Readers must also advance their record of the writer's current position for that stream.
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# Summary
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In a nutshell: we have an append-only log with a "buffer/scratchpad" at the end where we have to wait for the sequence to be linear and contiguous.
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---
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[^1]: we use the word _fact_ here for two reasons.
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Firstly, the word "event" is already heavily overloaded (PDUs, EDUs, account data, ...) and we don't need to make that worse.
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Secondly, "fact" emphasises that the things we append to a stream cannot change after the fact.
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[^2]: A fact might be expressed with 0 rows, e.g. if we opened a transaction to persist an event, but failed and rolled the transaction back before marking the fact as completed.
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In principle a fact might be expressed with 2 or more rows; if so, each of those rows should share the fact's stream ID.
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[^3]: This communication used to happen directly with the writers [over TCP](../../tcp_replication.md);
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nowadays it's done via Redis's Pubsub.
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